– Licensing Handbook – Guidelines on the Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries – Guidelines on Market Conduct and Business Practices for Stockbroking Companies and Licensed Representatives – Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework. 0000000016 00000 n Licensing Handbook LICENSING HANDBOOK SC-GL/LH-2007 (R11-2020) 1 st Issued : 28 September 2007 ... a single licensing regime for capital market intermediaries. The framework will be effective from January 1, 2019. 0000003610 00000 n This handbook provides information to all licensees about AGLC policies and requirements on various topics relating to their liquor licence, including: General Information Applications Classes of licences Class A, B and C licence extensions Premises management Liquor purchases and returns Advertising and promotions Video lottery Gaming Entertainment Centres Inspections Licensee … 4274 0 obj<>stream 6 April 2019) - Guidelines on Waivers of Certain Licensing Fees : Mar 2003 This policy consultation and draft Impact Assessment sets out our proposals for the next stage of the Supplier Licensing Review, comprising a package of proposals for ‘ongoing requirements’ on suppliers operating in the market and ‘exit arrangements’ to mitigate the negative effects of supplier exit. 0 Stay up to date by referring to the online handbook and Guidelines on Marketing Materials for Listed Structured Products : Sep 2006 - Guidelines on Online Distribution and Advisory Platforms : Effective date: 6 Jul 2019 (3-month extension from original effective date i.e. It is based on the NAIC's Producer Licensing Model Act, the Uniform Licensing Standards and all guidelines that have been adopted by the NAIC. 5560 0 obj <>stream Federal government websites always use a .gov or .mil domain. Patients may be injured if they wear face masks (such as surgical or non-surgical masks and respirators) with metal parts and coatings during an MRI examination x��W{XW?3�$�I��T���F@���A^�� >[�hQ#RȢ�wi�(WD�� ZmE��]��**V�Ekw�ڂV]J����~ݛ�. other exemptions from taxation and licensing provided by law for any ! such product. The Capital Markets and Services Act 2007 (CMSA) repeals the Securities Industry Act 1983 (SIA) and the Futures Industry Act 1993 (FIA). startxref LINKS Assists regulators in continued movement toward uniformity in licensing procedures among the states. The CO must meet the minimum entry criteria including passing the relevant modules of the Securities Commission (SC) examinations before seeking registration with the SC. Topics: Road users; Transport regulation; The Department for Infrastructure, through Transport Regulation Unit (TRU) and other bodies with delegated authority, licence and regulate goods vehicle operators and applicants. 0000005328 00000 n %%EOF State Licensing Handbook. Licence terms and conditions change from time to time. Iv WHO GUIDELINES ON SANITATION AND HEALTH 4.6 Environmental health authorities and their role in sanitation 70 4.7 Delivering sanitation at local level 74 4.8 Developing sanitation services and business models 75 4.9 Fostering the sanitation services market 78 State Licensing Handbook Provides current guidelines and recommended best practices in the insurance licensing process. 0000079515 00000 n 4259 0 obj <> endobj Debate on the Task and Finish Group report on taxi and private hire licensing, House of Commons, 13 November 2018. 1.1 This Handbook provides general information of licensing and registration matters under the Securities and Futures Ordinance (SFO) (Chapter 571) administered by the Securities and Futures Commission (SFC). Here’s a guide of what those Licensable Activities include and the rules they have to abide by. Our resources will help you get the most from your OS products. LGA Response to Modernising consumer markets green paper. This training must be relevant to the MRs’ function and be conducted over a minimum of five days annually. Section 5 of the Licensing Act 2003 requires every Licensing Authority to publish a Statement of Licensing Policy, which they propose to apply when exercising their functions. This handbook covers the electrical installation licensing regime and the roles and responsibilities of the consumers. 0000005556 00000 n 0000004064 00000 n Each bank is different and may present specific issues. Guidelines on Marketing Materials for Listed Structured Products : Sep 2006 - Guidelines on Online Distribution and Advisory Platforms : Effective date: 6 Jul 2019 (3-month extension from original effective date i.e. Goods Vehicle Licensing: Practice Guidance Documents. The Jersey Financial Services Commission (JFSC) is the financial services regulator for Jersey, Channel Islands. %%EOF … The goal On the other hand, any financial intermediation performed in Argentina shall be subject to the registration and licensing requirements provided by the ACB. Licensing Handbook and Registration Guidelines. 1. International Journal of Laboratory Hematology will continue to use the scientific convention of a decimal point to indicate the break between unity and decimal fractions. The Producer Licensing (EX) Working Group strongly encourages all states, districts and territories to adopt, without deviation, all provisions of the NAIC’s . Back To TopIntroduction. Overview. on the ACMF Pass under ASEAN Capital Market Professional Mobility Framework (“MOU”) on October 11, 2018. It contains background and current information on the implementation of the Producer Licensing Model Act (MDL-218), reciprocity efforts, the Uniform Resident Licensing Standards and related topics. trailer 1.2 Any person carrying on regulated activities in the securities and futures markets … The EMA’s main goals are to promote effective competition h��S�Kq�v��5�6E�V�HD�叅L0�9�T����\s�i�C0N-8C�WP3,)}3zcd�;M�����ɨ��uϝI�Bw���� ��A�#�����M��v��*Z�xeE$�\.M)����\�]�F�^��^8�����{�_N,th ��H�X�tÌ���[���6��Xv-m\|�#\�Z-d�*�'T��v�>��R9��v��\N:��۴���NQ���AC��2G 0 The objective of the Company Licensing Best Practices Handbook (Best Practices Handbook) is to provide a framework that, while not preempting a state’s authority, promotes consistent decisions while reviewing the standardized UCAA and improves the efficiency of the review The Licensing Act 2003 outlines four recognised Licensable Activities. 0000004452 00000 n This Handbook provides general information of licensing and registration matters under the Securities and Futures Ordinance (SFO) (Chapter 571) administered by the Securities and Futures Commission (SFC). 1. 0000079287 00000 n Licensing Markets; Print Twitter LinkedIn. The objective of the Company Licensing Best Practices Handbook (Best Practices Handbook) is to provide a framework that, while not preempting a state’s authority, promotes consistent decisions while reviewing the standardized UCAA and improves the efficiency of the review License renewal applications postmarked after the license expiration date are subject to a delinquency fee of 50 percent of the license renewal fee. Business licensing. engage in meeting each other’s needs. Prohibitions on Occupation tax Levies by Local Governments §48-13-13 Multiple locations – many farmers market vendors may operate at multiple locations and may already have their business license in another district: Recently the market trader conversion of using a comma to divide whole monetary units from fractions thereof has begun to pervade some scientific literature. When a defendant loses a patent trial, when would they decide that submitting to an injunction is better than taking a license? Green’s a Theme at Nuremberg Toy Fair. %PDF-1.6 %���� xref The premises license must show whether the […] 0000005963 00000 n 03 Jul 2018. C. Business Licenses a. Tristan Sherliker reports on this in the September Issue of The Licensing Journal by Wolters Kluwer. 0000079492 00000 n 09 Nov 2018. The Office of the Comptroller of the Currency's (OCC) Comptroller's Handbook is prepared for use by OCC examiners in connection with their examination and supervision of national banks, federal savings associations, and federal branches and federal agencies of foreign banking organizations (collectively, banks). As previously explained, registration and licensing do not apply if the banking activities are performed entirely from outside Argentina, provided certain guidelines are followed. VA Handbook 5005, which contains mandatory guidance and procedures on staffing positions in VA. 2. PLMA), because true uniformity cannot be achieved <]>> 2. State Licensing Handbook (Handbook) is to document current guidelines and recommended best practices. License renewal applications postmarked after the license expiration date are subject to a delinquency fee of 50 percent of the license renewal fee. Stay up to date by referring to the online handbook and 5545 0 obj <>/Filter/FlateDecode/ID[<3D9095DBA691314683A9EE2D4A512A63><6A8E4FD0B1A4144D914FD7201DC1E88B>]/Index[5535 26]/Info 5534 0 R/Length 73/Prev 1156825/Root 5536 0 R/Size 5561/Type/XRef/W[1 3 1]>>stream Producer Licensing Model Act. license is renewed. Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance; It … %PDF-1.5 %���� Trusted By: Sign Up for Updates SIGN UP. This handbook is based on the Producer Licensing Model Act (MDL-218), the Uniform Resident Licensing Standards and other guidelines. license is renewed. What is the rationale for the issuance of the Guidelines on Submission of Corporate and Capital Market Product Proposals (Guidelines)? GUIDELINES ON SUBMISSION OF CORPORATE AND CAPITAL MARKET PRODUCT PROPOSALS & CHAPTER 7A OF THE LICENSING HANDBOOK 21 July 2020 Introduction 1. Any person carrying on regulated activities in the securities and futures markets and 0000004229 00000 n View Document Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [SFA 04-G05] (789.6 KB) These guidelines set out the eligibility criteria and application procedures for licensed fund management companies (LFMCs), venture capital fund managers (VCFMs), and registered fund management companies (RFMCs). This guide was created to help markets move through the formative process and into management practices for long-term success. 0000005158 00000 n endstream endobj startxref g��"����m��c�^ �F7��r"D�Fh��o4 0000000633 00000 n The .gov means it’s official. Paragraph 7.05 of the Guidelines for Marketing Representatives (“Guidelines”) requires a Capital Markets Services Licence (“CMSL”) holder, acting as a Principal, to supervise its MR ensuring that training requirements as specified in the Guidelines are satisfied. About brand licensing About Brand Licensing The world of consumer product licensing is, to many, a giant hidden industry worth over several hund… Brand Broadcasting in a Narrowcasting World i�ʐ�E�,J"� �� ��bT& �7 �+JJ����L^r�Ҍ�0�,7�˰"a��\ ���Dy iQ.�(�aw�. Businesses, organisations and individuals who … Before sharing sensitive information online, make sure you’re on a .gov or .mil site by inspecting your browser’s address (or “location”) bar. We offer licences so you can use Ordnance Survey (OS) data in your company’s day-to-day internal business activity. INTRODUCTION 1.1 The Energy Market Authority (EMA) is a statutory board under the Ministry of Trade and Industry. 1.2 Purpose of handbook Professional Mobility is a new initiative for ASEAN capital market. Accreditation Handbook Page 3 of 28 Section 602.10 - Link to Federal programs The agency must demonstrate that: (a) If the agency accredits institutions of higher education, its accreditation is a required element in enabling at least one of those institutions to establish If the license expiration date falls on a weekend or holiday, the license renewal application must be postmarked by the following business day to avoid being assessed h�bbd```b``�� �i�d���@�% �� ������=@����L��z`��T#�3�q�` gQ The purpose of the State Licensing Handbook is to give guidance to state insurance departments and regulated entities on how to administer a producer licensing program. Also includes information about other types of licensing programs; e.g., adjusters, bail bond agents, etc. Case study - Gambling regulation: Councillor handbook (England and Wales) 06 Jun 2015. If the license expiration date falls on a weekend or holiday, the license renewal application must be postmarked by the following business day to avoid being assessed 0000003736 00000 n 0000003353 00000 n Basics Of Licensing International Edition Business Of Licensing provides a comprehensive overview of licensing, licensing categories and the lic e nsing p r oc e s s; a point by point analysis of licensing agreements; guidelines for prote c ting, ad m inistering, pro m oting and buying or selling lic e n s e d p r oducts, and a by review of For general enquires on licensing you should contact your Local Licensing Authority. POLICY . Australian Government Department of Health. Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance; Our Registry is responsible for nine registers. Retail and other revenue generated globally by the trademark licensing business in 2017 rose 3.3 percent to $271.6B, according to results from the 4th Annual Global Licensing Industry Survey released by the International Licensing Industry Merchandisers’ Association (LIMA). The Missouri Grown Farmers’ Market Handbook is a comprehensive resource for Missouri farmers’ market … All companies licensed to carry on the regulated activity of fund managements are required to have a compliance officer (CO) as specified under Para 4.02(17) of the Licensing Handbook. 6.1 S.349 of the Act requires all licensing authorities to prepare and publish a statement of licensing principles that they propose to apply in exercising their functions under the Act, commonly known as a policy statement. installations are safe to use. Featured News All News . 0000005730 00000 n Licensing International UK. 4259 16 5535 0 obj <> endobj Licence terms and conditions change from time to time. ��C�>��x2s���~�����[�仿�l�*�I�D4O/�b��}$HH0��J�'��:��tMLjn7�{�2V̓�F�/�S\�w��Z.z���lS~[U�Td9t�I{���bGD����Ԡ��.�߷͎z��C��eki��JE�~t?o]v���������p��Z���v�4�n���ܷ�މ'�Mv[Q�j�\>P0��f>:{��"���{�OK/����>����y�;c�������,9��A��ت�^eZ=�;[��L�� Our data can support your business in many different ways, and getting licensed for it is easy. This document is the Statement of Licensing Policy of East Lindsey District Council. Throughout this handbook the term “general manager” refers to the general manager of the Liquor and Cannabis Regulation Branch, who has legislative authority to make decisions regarding liquor licensing in British Columbia. The Retail Sale Of Alcohol This is where the alcohol is served to any person for consumption either on or off the premises. Find a licence Contact us. 6 April 2019) - Guidelines on Waivers of Certain Licensing Fees : Mar 2003 This handbook aims to Throughout this handbook the term “general manager” refers to the general manager of the Liquor and Cannabis Regulation Branch, who has legislative authority to make decisions regarding liquor licensing in British Columbia. ... continuous awareness of current and projected employment market conditions in order to capitalize on the availability of persons who are best qualified to perform the work of VA. Debate on the Producer licensing Model Act ( MDL-218 ), the Resident! Framework will be effective from January 1, 2019 movement toward uniformity in licensing procedures the. Use Ordnance Survey ( OS ) data in your company ’ s a guide of what Licensable....Mil domain the Energy Market Authority ( EMA ) is licensing handbook and guidelines on recognized markets Statement of programs... 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And private hire licensing, House of Commons, 13 November 2018 roles responsibilities! Rationale for the issuance of the license expiration date are subject to delinquency. Training must be relevant to the registration and licensing requirements provided by the ACB on taxi and private hire,. Proposals ( guidelines ) handbook covers the electrical installation licensing regime and the rules they have abide...